Emergence
After a week with my new group of sixth graders, I want to get a handle on the basics of what some theorists call emergence. Teachers call it classroom management, which deceptively implies foreseeable results. Like other complex systems, the classroom is self-organizing, marked by numerous connections and unplanned interactions. These things, it seems to me, are worth taking advantage of. This is my attempt at making sense of complexity theory in education.
Davis and Sumara point out that from Day 1, teachers can see that classroom norms and social positionings are negotiated by everyone involved, and that a collective identity is inscribed on a group. This happens with or without the teacher’s consent, and it contributes to teacher obsessions with control and management. What tends to happen is that the knowledge-producing system is subjected to centralized control, and the knowledge produced is also then centralized, controlled, and managed. They say
The issue…is not whether the condition of decentralized control is present in a social collective - it is always there. Rather, the question is whether or not that condition can be meaningfully brought to bear on the development of concepts and interpretive possibilities (Davis and Sumara, 2006, p. 146).
It’s been a while since I last worked with 12 year-olds, and I’m remembering the constant give and take that goes with the territory. Trends develop as the kids and I figure out what will fly, and what won’t. I have to cut some things off, rechannel energy, fill in low areas, check the flow here and there.
In the beginning of the year the job is fairly simple, but it requires constant vigilance and creativity: I help students focus on whatever they need to do. The kids, being veterans of the game, know the rules but they must also explore the limits. That’s what they do. And even as I am testing them, they are testing me. Getting through this part of the year gracefully is at the top of my to-do list.
Lately I’ve been using the image of a river delta as a metaphor to help me understand the process of collective knowledge construction. It builds on itself indeterminantly and interminably. Yet it’s bounded and in constant flux. It’s a system that grows and changes in response to instability and opportunity. It creates new terrain even as it relentlessly carves new channels. A river delta, like the classroom, is a complex system with a form that can’t be accurately described or predicted with simple cause and effect metrics. Each river delta is uniquely different from every other. Yet they’re similarly configured, as are classrooms. They are dynamic forms that expand the limits of possibility.
Teachers, being the pragmatists they are, may want to pay attention to complexity theory since it seems to provide some guidelines for practice. Davis and Sumara offer a list of dynamic conditions that influence emergence.
Diversity and redundancy
There is a need for us to foster common knowledge (redundancy), and at the same time, to encourage creative self-interested activity (diversity). Among other things, redundancies include common language and shared responsibilities. Redundancy in a system is what makes interaction possible. It is the basis for joint activity. It also minimizes the effect of weaknesses or failures among some members. Redundancy contributes to stability in a system.
Redundancy, as in “same page,” might become repressive uniformity unless it’s balanced by the creativity that comes from diversity in a system. Diversity expands the range of responses that are available for a group. It enables novel actions. It is encouraged by making allowances for self-interested activity that may serve the needs of other members.
In the classroom, I think of diversity as the creative wiggle room that people need in order to find new solutions to problems. There has to be sufficient structure for everyone to find a point of entry and to mark progress through whatever activity we’re engaged in. But there should also be opportunity to make new and surprising discoveries.
Decentralized control and neighbor interactions
There is a difference between knowledge-producing systems and the knowledge they produce. Davis and Sumara say that, “The ideational network rides atop the social network.” The social system should be managed for idea exchange, which is not to recommend any particular social arrangement. Conversation may be as effective as presentations, multimedia, or written texts. Structure should permit a variety of interpretive possibilities, regardless of the organizational form.
Decentralized knowledge control resembles cultural knowledge, it seems to me, in that there is no single authority in charge of correct interpretations. However, the self-regulating aspect of emergence is extremely problematic for classroom management. To effectively shift control away from the teacher, a shared commitment to a common goal has to be established and maintained by the group. This kind of solidarity, in my experience, is highly unlikely in a public school classroom. Even in a relatively like-minded group, the development a common set of values for a class requires an especially skilled leader. As Davis and Sumara asked, can the decentralized control that is already operating be meaningfully brought to bear on a group of students? I wonder.
Randomness and Coherence
In We Make the Road By Walking, Friere said that freedom can only exist in conditions that are subject to authority. The student, he said, “experiences freedom in relation to the teacher’s authority.” He emphasized, though, that authority must not become authoritarianism. This is what Davis and Sumara call enabling constraints. “Complex systems are rule-bound,” they say. Rules in a complex system delineate limitations rather than setting forth a list of specifications. Rules, given the condition of decentralized control, should emerge gradually, as needed, so they’re more likely to be generally supported.
A river is defined by its banks, and similarly, the limitations of rules and boundaries provide coherence for a system. If the rules are not narrowly prescriptive, the system remains open to randomness. Rules don’t necessarily impose uniformity, and freedom isn’t always license. What is wanted is the establishment of a consensual domain which forms within a set of defining conditions, as we find in a group project. A certain amount of randomness within a system is good because it opens new possibilities that stimulate creative activity.
Davis and Sumara point out, interestingly, in light of political trends, that “Complexity can not be managed or scripted into existence. But it can sometimes be occasioned.” A big part of teaching is in arranging conditions that might trigger learning.
Source material
Davis, B. & Sumara, D. Complexity and education: inquiries into learning, teaching, and research. Mahwah, New Jersey: Erlbaum and Associates, 2006


brian wrote,
Ahhhhhhhhhhhem.
…It’s been a while since I last worked with 12 year-olds, and I’m remembering the constant give and take that goes with the territory. …
Give and take in the classroom? In sixth grade? Did you get your way with your sixth grade teacher?
Looking back (and don’t twist my words) do you have more respect and learn more form the teachers who had control of their classroom, or the teachers with the give-and-take mentality?
Teachers with the give-and-take mentality did not have control over the classrooms that I have been a part of, either in my youth or college years. To think otherwise is to delude oneself.
From which teacher did you learn more? The hippie facilitator, or the educator with a mission who didn’t indulge in give-and-take?
Link | August 24th, 2007 at 8:22 am
Stephen Downes wrote,
You write “In We Make the Road By Walking, Friere said that freedom can only exist in conditions that are subject to authority. The student, he said, ‘experiences freedom in relation to the teacher’s authority.’”
There’s a danger of this sort of thinking becoming Hegelian, where ‘freedom’ is defined as what one ‘would’ do, where what one ‘would’ do just happens to be that which aligns with the system of constraints and regulations set out by the rulers. Thus any existing set of constraints and regulations becomes self-justifying. c.f. the Philosophy of Right
What is actually happening here, though, in my view, is a refutation of the idea that freedom is defined as being ‘without constraints’. On such a model, every constraint or regulation becomes a limitation of one’s freedom, and then must be negotiated, as in Hobbes or Locke, against a criterion of personal or social security. The idea that a constraint or regulation is inherently a negative thing is strongly enshrined in modern liberal and libertarian thought. But it is the opposite extreme, the idea that every removal of a constraint or regulation is inherently self-justifying.
But if freedom is neither the presence nor absence of constraint or regulation, then what is it?
Without trying to post The Definition, let me say that ‘freedom’ is something like the ability to develop to one’s maximum capacity. That is, freedom is not (simply) the absence of restraints, but also the set of gifts, affordances and capabilities that allows one to (as Mill says)_ pursue one’s own good in one’s own way. Freedom becomes, not some natural state that remains after all else is cleared (or determined), but something that is grown, built, created, or forged for oneself.
When Rousseau says ‘Man is born free’ he means, not so much that freedom is ‘the natural state’, but that all of his hopes and dreams and aspirations lie before him, as yet unshackled by the appropriation of his gifts, the denial of his affordances, the usurpation of his abilities, that characterizes a modern society of authority and control
Freedom is the result of an emergent system, the result of a process that allows for maximal variability and complexity. But it is not *merely* variability within a bounded system. The example of the river delta is misleading; nobody would say that the river delta is ‘free’. You argue “Rules in a complex system delineate limitations rather than setting forth a list of specifications” and that “limitations of rules and boundaries provide coherence for a system”. The suggestion is that a complex system does not inherently have the capacity to achieve coherence. This is false.
When Davis and Sumara say “complex systems are rule-bound” the suggestion seems to be that the resulting system is defined by the rule system, made possible by the rule system, and would not exist without the rule system. Certainly, there is no doubt that the imposition of constraints can shape a complex system. But that is far from saying that the system would have no shape without the rules; it would, just a different shape. And it is difficult to argue that the resulting, constrained, shape is somehow the complex system developing to its maximal capacity.
I think there can be rules, and I think that rules can contribute to the development of potential, but those are rules that do not take away, do not constrain, but rather, those that provide capacity, provide potential and possibility. Of course, those are rules that place an onus on the governors, not the governed, making it a responsibility and a necessity to build and support capacity, rather than to limit it and take it away.
And I think this is a better sort of freedom. Because freedom, when it is merely the absence of constraint, always has an end point, an empty point beyond which no person can become more free, a point that, when attained, is discovered to be pointless and purposeless. A freedom defined by one’s capacities, however, has no inherent limitation, and can be extended indefinitely, to the limits of our imagination.
I never think about the rules. The rules don’t define me, and never will. I think only about what I can imagine, about what is possible, and what I could be. My freedom is defined by my looking up at the sky, not down at the ground.
Link | August 24th, 2007 at 8:53 am
Jeremy Price wrote,
If you haven’t found it already, I think you’d really like “A Post-modern Perspective on Curriculum” by William Doll. See a very short review at http://www.great-ideas.org/30-5.htm, and then it seems that he is co-author of another more recent book, “Chaos, Complexity, Curriculum, and Culture” (review at http://edrev.asu.edu/reviews/rev526.htm). I really like Doll, and think that he has good things to say. I especially like his Four R’s framework (Richness, Recursion, Relations, and Rigor).
Link | August 24th, 2007 at 9:08 am
Doug Noon wrote,
I’m at work right now, monitoring students at lunch. I appreciate the response to this, and I’ll try to respond despite my limited ability to make sense in the middle of student social activity.
My sixth grade teacher was a tyrant, and she had no control over the class. I always learn more from people who don’t impose rigid limits, but who inspire enthusiasm and make opportunities available. Leadership style makes a difference to me, and flexibility is important.
Authority and freedom are a fundamental problem for all teachers. Freedom need not be construed as license, and authority isn’t necessarily repressive, as I said. But the question of what freedom ‘is,’ is an interesting one, and I like Stephen’s treatment of it.
I was probably too brief in my summary of Davis and Sumara’s idea about the “rule-bound” nature of complex systems. And I was also probably unclear in my own thinking about how “rules” impact complex systems. Here is a direct quote from Davis and Sumara:
These “rules” are not imposed by an authoritarian agent, but are the natural limits of what is reasonably possible. In schooling, they would be the constraints of schedules and time, space, and available resources, I suppose.
The resulting system may not be defined by these limits, but it’s form is constrained by them.
Maybe that clarifies what I was trying to say? I didn’t distinguish between different senses of what a “rule” might be, and that seems to be a problem. Thanks for the feedback. I’ll look for Doll’s book on chaos and curriculum. Sounds like it might be helpful.
Link | August 24th, 2007 at 1:00 pm
Chris L wrote,
You have to love questions posed with obviously fallacious dichotomies. The hippie facilitator vs the educator with a mission? Sounds like it’s time for a steel cage death match.
Personally, the teachers who had little give and take, little flexibility and who asserted without response were the ones I remember learning almost nothing from (except some unintentional lessons about sociality, authority, and who I didn’t want to be when I grew up).
Freedom can be taken too far, obviously, which is there in Stephen’s long-ass response too. I’ll note as a different kind of parallel that immense and paradoxical freedom that can be found in writing formal verse– often much greater than in the “free” verse mode. The “constraint” is the tension that grows the muscles though none who grow them look alike, the bumblebee of creativity, it can’t be so and yet it is.
Link | August 24th, 2007 at 3:39 pm
siobhan curious wrote,
Here’s what speaks to me most in all this:
“In the beginning of the year the job is fairly simple, but it requires constant vigilance and creativity: I help students focus on whatever they need to do. The kids, being veterans of the game, know the rules but they must also explore the limits. That’s what they do. And even as I am testing them, they are testing me. Getting through this part of the year gracefully is at the top of my to-do list.”
The rules are there, the testing is inevitable, and our job is to maintain the rules that bind the complex system. The ultimate rule is: what needs to happen in order for the students to “focus on whatever they need to do”? Everything else arises from that. Authoritarians and “hippie facilitators” and everyone in between are capable of accomplishing this, as long as the fundamental rule - the need to create a space in which, ideally, all students can learn to their fullest potential - remains at the forefront.
http://siobhancurious.wordpress.com/
Link | August 24th, 2007 at 4:04 pm
A. Mercer wrote,
I remember my sister and I discussing this as I started substitute teaching and was working on “classroom management”. Her advice? Make sure you are authoritative, not authoritarian.
Link | August 24th, 2007 at 8:14 pm
Ruminate » Blog Archive » Rules, Authority and Emergence wrote,
[...] over at Borderland is delving into some very interesting issues and ideas that cluster around the concept of emergence. If there’s any theme/meme that is more central [...]
Link | August 25th, 2007 at 12:04 am
OLDaily[中文版] » Blog Archive » 2007年8月24日 wrote,
[...] Price的评论中建议道。Doug Nook,Borderland August 24, 2007 [原文链接] [Tags:Experience] [...]
Link | August 25th, 2007 at 7:17 am
the pre-semester roundup « Siobhan Curious wrote,
[...] Doug at Borderland: Trends develop as the kids and I figure out what will fly, and what won’t. I have to cut some [...]
Link | August 26th, 2007 at 7:05 am
siobhan curious wrote,
I just wanted to let you know that I’ve enjoyed reading your blog and have added you to my site’s blogroll. Thanks for all your thoughtful work!
http://siobhancurious.wordpress.com/
Link | August 26th, 2007 at 7:10 am
Emergence « Tom Kim wrote,
[...] 26th, 2007 · No Comments I’ve been chewing over Borderland’s post on Emergence, in which he makes the point that the classroom is a complex [...]
Link | August 26th, 2007 at 1:20 pm
Fortnightly Links (27 August 2007) at teaching.mrbelshaw.co.uk wrote,
[...] Emergence - another great post by Doug exploring some of the complexity theory he’s been attempting to [...]
Link | August 27th, 2007 at 11:16 am
Sarah Puglisi wrote,
I appreciate the metaphor.
My year is starting unlike any other. With similarities and a kind of sweetness. It takes a long while for me to find the path and for my students to see how i will fit their paths.
I enjoyed the extended exchanges here.
I’m thinking of doing some watercolors after the last recess. 1stgrade rs enjoy this and i would like to see if i can actually say to you later that I was able to watercolor “on the first day”. That would be quite a thing. Perhaps I will ask them to draw what they think learning here together can be. ummm.
Very nice posts.
Link | August 28th, 2007 at 10:42 am
Marco Polo wrote,
All very interesting, but isn’t there a risk of over-intellectualizing what is, at bottom, simply human interaction? “Complexity thinking”, “chaos theory”, and those dense volumes by Henry Giroux, et al., can lead us down all kinds of tempting and fascinating paths, but end up not making an iota of difference at 9 am Monday morning. Do we need a “complexity theory” to tell us that interaction between human beings is humongously complex and complicated? Personally, I’m not sure I find this useful information (tho of course others have). There’re are too many impersonal passive verbs, for one thing, so I want to ask “who?” and “how?” and “who benefits?” (in a manner similar to Ms Fitts when she critiques Al Gore’s movie An Inconvenient Truth).
I absolutely agree with Freire about the importance of the teacher’s intelligent use of his/her authority: the teacher has authority, that cannot nor should not be denied, and the line between authority and authoritarianism is a very thin one. What stops you overstepping it? An understanding of authoritarianism and how it works in practice, what the costs and benefits are, would, to my mind, be more useful than complexity theory.
Link | September 10th, 2007 at 12:15 am
Doug Noon wrote,
Marco, teachers generally respond to discussions about theory in much the way you have here. The theory that “tells us that interaction between human beings is humongously complex and complicated,” and “ends up not making an iota of difference at 9 am Monday morning,” is not intended to be practical (yet) so much as a critique of cause/effect “scientific” education research that is being used to impose prescriptive practices on teachers, under the assumption that there is a “best” way to do things in all cases.
I’m reading a book called Complexity, by M. Mitchell Waldrop, which is written for a nontechnical audience, and gives the history of this scientific movement. It’s a good read, written in a journalistic style….no big words or tortured syntax.
I’m not sure myself how useful this will be. But I do know that looking at the classroom from a variety of points of view yields different, and sometimes useful, understandings.
Link | September 10th, 2007 at 5:42 am